SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
8755 WEST HIGGINS ROAD, SUITE 1025 |
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(Street)
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2. Issuer Name and Ticker or Trading Symbol
Quanterix Corp
[ QTRX ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 11/20/2020
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
11/20/2020 |
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J
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229,006 |
D |
$0
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2,182,995 |
I |
See Footnote
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Common Stock |
11/20/2020 |
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J
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145,994 |
D |
$0
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1,391,690 |
I |
See Footnote
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Common Stock |
11/20/2020 |
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J
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854 |
A |
$0
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854 |
D
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Common Stock |
11/20/2020 |
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J
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853 |
A |
$0
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853 |
D
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Common Stock |
11/24/2020 |
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J
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277,514 |
D |
$0
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1,905,481 |
I |
See Footnote
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Common Stock |
11/24/2020 |
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J
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176,920 |
D |
$0
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1,214,770 |
I |
See Footnote
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Common Stock |
11/24/2020 |
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J
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1,034 |
A |
$0
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1,888 |
D
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Common Stock |
11/24/2020 |
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J
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1,036 |
A |
$0
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1,889 |
D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
8755 WEST HIGGINS ROAD, SUITE 1025 |
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(Street)
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1. Name and Address of Reporting Person*
8755 WEST HIGGINS ROAD, SUITE 1025 |
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(Street)
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1. Name and Address of Reporting Person*
8755 WEST HIGGINS ROAD, SUITE 1025 |
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(Street)
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1. Name and Address of Reporting Person*
8755 WEST HIGGINS ROAD, SUITE 1025 |
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(Street)
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1. Name and Address of Reporting Person*
8755 WEST HIGGINS ROAD, SUITE 1025 |
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(Street)
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1. Name and Address of Reporting Person*
C/O ARCH VENTURE PARTNERS IX, LLC |
8755 W. HIGGINS ROAD, SUITE 1025 |
(Street)
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1. Name and Address of Reporting Person*
8755 W. HIGGINS ROAD, SUITE 1025 |
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(Street)
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Explanation of Responses: |
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/s/ Mark McDonnell, as Attorney-in-Fact for ARCH Venture Fund VI, L.P. |
11/24/2020 |
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/s/ Mark McDonnell, as Attorney-in-Fact for ARCH Venture Fund VIII Overage, L.P. |
11/24/2020 |
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/s/ Mark McDonnell, as Attorney-in-Fact for ARCH Venture Partners VI, L.P. |
11/24/2020 |
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/s/ Mark McDonnell, as Attorney-in-Fact for ARCH Venture Partners VI, LLC |
11/24/2020 |
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/s/ Mark McDonnell, as Attorney-in-Fact for ARCH Venture Partners VIII, LLC |
11/24/2020 |
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/s/ Mark McDonnell, as Attorney-in-Fact for Clinton Bybee |
11/24/2020 |
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/s/ Mark McDonnell, as Attorney-in-Fact for Robert Nelsen |
11/24/2020 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature
appears below hereby constitutes and appoints Mark McDonnell his true and
lawful attorney-in-fact, with full power of substitution, to sign any and
all instruments, certificates and documents that may be necessary, desirable
or appropriate to be executed on behalf of himself as an individual or in
his capacity as a direct or indirect general partner, director, officer or
manager of any partnership, corporation or limited liability company, pursuant
to section 13 or 16 of the Securities Exchange Act of 1934, as amended (the
"Exchange Act"), and any and all regulations promulgated thereunder, and to
file the same, with all exhibits thereto, and any other documents in connection
therewith, with the Securities and Exchange Commission, and with any other
entity when and if such is mandated by the Exchange Act or by the Financial
Industry Regulatory Authority, granting unto said attorney-in-fact full power
and authority to do and perform each and every act and thing necessary,
desirable or appropriate, fully to all intents and purposes as he might or could
do in person, thereby ratifying and confirming all that said attorney-in-fact,
or his substitutes, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the
10th day of November, 2010.
ARCH VENTURE FUND VI, L.P.
By: ARCH Venture Partners VI, L.P.
its General Partner
By: ARCH Venture Partners VI, LLC
its General Partner
By: /s/ Keith Crandell
Managing Director
ARCH VENTURE PARTNERS VI, L.P.
By: ARCH Venture Partners VI, LLC
its General Partner
By: /s/ Keith Crandell
Managing Director
ARCH VENTURE PARTNERS VI, LLC
By: /s/ Keith Crandell
Managing Director
/s/ Keith Crandell
Keith Crandell
/s/ Robert Neslon
Robert Nelsen
/s/ Clinton Bybee
Clinton Bybee
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that each person whose signature
appears below hereby constitutes and appoints Mark McDonnell his true and
lawful attorney-in-fact, with full power of substitution, to sign any and
all instruments, certificates and documents that may be necessary, desirable
or appropriate to be executed on behalf of himself as an individual or in
his capacity as a direct or indirect general partner, director, officer or
manager of any partnership, corporation or limited liability company, pursuant
to section 13 or 16 of the Securities Exchange Act of 1934, as amended (the
"Exchange Act"), and any and all regulations promulgated thereunder, and to
file the same, with all exhibits thereto, and any other documents in connection
therewith, with the Securities and Exchange Commission, and with any other
entity when and if such is mandated by the Exchange Act or by the Financial
Industry Regulatory Authority, granting unto said attorney-in-fact full power
and authority to do and perform each and every act and thing necessary,
desirable or appropriate, fully to all intents and purposes as he might or could
do in person, thereby ratifying and confirming all that said attorney-in-fact,
or his substitutes, may lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, this Power of Attorney has been signed as of the
26th day of July, 2017.
ARCH VENTURE FUND VIII OVERAGE, L.P.
By: ARCH Venture Partners VIII, LLC
its General Partner
By: /s/ Keith Crandell
Managing Director
ARCH VENTURE PARTNERS VIII, L.P.
By: ARCH Venture Partners VIII, LLC
its General Partner
By: /s/ Keith Crandell
Managing Director